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South Carolina Broker Dealer and Investment Adviser ($35,000)

South Carolina Broker Dealer and Investment Adviser ($35,000)

The Broker Dealer and Investment Adviser Surety Bond is required by the South Carolina Securities Commissioner. This bond guarantees that the applicant will comply with all applicable provisions of, and orders, rules and regulations used pursuant to, the applicable securities statutes of the particular states, commonwealths or territories in which the applicant (Principle) is registered as either a broker-dealer or investment adviser.